Product Risk and Compliance
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Product Risk and Compliance
Product risk is a growing area of focus for the FCA and documenting compliance is an area where we can help deliver the right tools, systems and procedures. Our specialists advise carriers writing high product risk facilities, with a framework of product risk and oversight procedures to document their internal corporate governance controls for regulators.
Our services can be applied to the following areas:
Consumer product deep dive reviews;
Fair value assessments;
Product information exchanges;
Product Universe implementation;
Conduct risk analysis/assessments;
Conduct risk ‘walkthroughs’;
Customer challenge;
Conduct/Product risk training for team members;
Effective use and reporting of Conduct/Fair value MI.
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2 Minister Court, London EC3R 7BB