Providing expert advice to carriers writing high conduct/product risk facilities and needing a framework of conduct/product risk procedures and oversight.

Conduct Risk Framework

In addition we provide expert advice for carriers who wish to review their existing conduct/product risk framework, to ensure they continue to address all the key requirements of their internal corporate governance requirements and those of external regulators. This is often done in advance of a conduct/product risk ‘deep dive’ regulator review.

Ongoing services can additionally be provided within the following areas;

• Consumer Product reviews
• Conduct risk analysis/assessments
• Conduct risk ‘walkthroughs’ (for instance of a high conduct risk coverholder’s business)
• Customer challenge (a regulatory requirement)
• Conduct/Product risk training (of own or coverholder staff)
• Effective use and reporting of Conduct MI

 

Why use DA Strategy for Conduct Risk?

• Expert Conduct and Product Risk knowledge gained in a commercial environment;
• The understanding, experience, skills and the network to deliver change in the Conduct and Product Risk space;
• The flexibility to adapt business to your needs using our experience of many different approaches to Conduct and Product Risk;
• Value – our quality services are usually far more cost effective than in-house resource, or major consulting firms.

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